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“Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information”
The SEC has moved the customer information protection amendments to the Federal Registry. These guidelines were last updated in the year 2000.
These amendments have been updated to coincide with the new digital asset-based trading system, and they will go into effect August the 2nd, 2024.
Any customer working with a broker-dealer relationship in financial assets ranging from foreign currency to local economic assets will now be covered under these new amendments.
Federal Register | Finra
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